How Does Adroit Work?
Adroit Compliance was founded in 2016 to fill a specific need. Financial professionals often don't have the need or the resources to support a full-time compliance professional. And yet, it's difficult to manage day-to-day client workload and stay abreast of compliance requirements. Even if a firm has in-house compliance staff, additional support is needed occasionally to assist with regulatory exams or special projects. That's where Adroit can help.
Adroit differentiates itself by providing you with customized services, designed to give you what you want and what you need. By learning about you, your business model, your clients, your processes, Adroit can create solutions that fit, rather than trying to put you into a cookie-cutter template. By working creatively and collaboratively with you, we can work together to develop a compliance program that suits your business needs.
The word "adroit" means skillful, resourceful, and agile, which is how Adroit strives to serve its clients: being skillful in delivering services, resourceful in developing solutions, and agile in addressing your needs. The word is derived from the French phrase "à droite," literally meaning "to the right," but the word can be used to infer doing things fairly and justly. Adroit's goal is to always treat clients with fairness and integrity.
Compliance is often viewed negatively in the financial industry, seen as a hindrance to business development or a way to catch someone in the act of wrongdoing. Adroit's philosophy is that compliance is an integral part of your business, serving as your partner to help enhance your business, acting as a liaison between you and regulators, and finding ways to allow you to conduct business within the parameters of the applicable rules and regulations.